There are 741 Chief Compliance Officer opportunities available in Brooklyn, NY all with unique requirements.
Chief Compliance Officer job duties vary from one institution to another but typically involves the following: Developing and implementing (and reviewing, if necessary) an effective compliance system for the institution that goes beyond regulatory minimums and serves as a core component of the institution’s risk management framework; implementing compliance-monitoring programs that help to identify trends, emerging risks and other issues; resolving issues of concern; conducting internal audits; performing training with personnel regarding compliance issues; and completing risk assessments.
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